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| 1 | +# Proof Roadmap — Retiring the Polylog Axiom |
| 2 | + |
| 3 | +**Goal**: Prove `alpha_class_polylog_eigenvalue_conjecture` unconditionally. |
| 4 | + |
| 5 | +**Strategy**: The 50+ modules of `PF/Analytic/` Phase A infrastructure reduce the axiom to FIVE explicit inputs (was six, one DISCHARGED 2026-05-20). The maximally-sharp end-to-end wrapper is `axiom_content_FIVE_INPUTS` in `PF/Analytic/AxiomRetirementWrapper.lean`. |
| 6 | + |
| 7 | +**Current status (2026-05-20)**: 1 of 6 inputs DISCHARGED. 5 remain. |
| 8 | + |
| 9 | +--- |
| 10 | + |
| 11 | +## The 6 Inputs |
| 12 | + |
| 13 | +### ✅ Input 1: `h_log_ne` — DISCHARGED 2026-05-20 |
| 14 | + |
| 15 | +**Statement**: `Complex.log z_book ≠ 0` where `z_book = exp(I·π·√2)`. |
| 16 | + |
| 17 | +**Discharge location**: `PF/Analytic/LogZBookNeZero.lean` |
| 18 | +- `z_book_ne_one`: `z_book ≠ 1` via irrationality of `√2` |
| 19 | +- `log_z_book_ne_zero`: `Complex.log z_book ≠ 0` via `z_book_ne_one + Complex.exp_log` |
| 20 | + |
| 21 | +**Axiom dependency**: `[propext, Classical.choice, Quot.sound]` — zero project axioms. |
| 22 | + |
| 23 | +--- |
| 24 | + |
| 25 | +### ⬜ Input 2: `h_polylog_cont` — open analytic content |
| 26 | + |
| 27 | +**Statement**: `∀ s_re ∈ [0.18, 0.19], ContinuousAt (fun s => polyLog s z_book) (s_re : ℂ)`. |
| 28 | + |
| 29 | +**What's needed**: Bridge the formal `polyLog` (defined as a `tsum` for `|z| < 1`) to the **Hankel integral representation** `polyLog s z = (Γ(1-s)/2πi) · ∮_H (-t)^(s-1) / (e^t/z - 1) dt`, which extends continuously to `|z| = 1, z ≠ 1`. |
| 30 | + |
| 31 | +**Existing infrastructure**: 17 Hankel modules in `PF/Analytic/`: |
| 32 | +- `HankelContour.lean`, `HankelDeformation.lean`, `HankelCauchyCapstone.lean` |
| 33 | +- `HankelLowerEdgeDCTProof.lean`, `HankelLowerEdgeDCTUnified.lean` |
| 34 | +- `HankelUpperEdgeDCTProof.lean`, `HankelUpperEdgeDCTProofReGeOne.lean` |
| 35 | +- `HankelUpperEdgeDCTUnified.lean`, `HankelUpperEdgeIntegralLimit.lean` |
| 36 | +- `HankelEdgeIntegrals.lean`, `HankelIntegrability.lean` |
| 37 | +- `HankelSmallLoop.lean`, `HankelSmallLoopBoundProof.lean` |
| 38 | +- `GammaHankel.lean`, `PolyLogHankelIdentity.lean` |
| 39 | +- `HankelLowerEdgeBound.lean`, `HankelUpperEdgeBound.lean` |
| 40 | + |
| 41 | +**Open work**: |
| 42 | +1. Prove `polyLog s z = (Γ(1-s)/2πi) · ∮_H (-t)^(s-1) / (e^t/z - 1) dt` for `s, z` with `0 < Re s < 1` and `|z| = 1, z ≠ 1`. This is the **polylog Hankel identity** documented in `PolyLogHankelIdentity.lean` (the heuristic derivation is sketched there; the rigorous proof requires careful branch-orientation tracking + geometric-series expansion + termwise integration). |
| 43 | +2. Continuity in `s` transfers from the Hankel integral (each component is continuous; integral converges uniformly on compact `s`-subsets). |
| 44 | + |
| 45 | +**Difficulty**: Multi-month focused work; references Erdélyi-Magnus-Oberhettinger-Tricomi. |
| 46 | + |
| 47 | +**Companion target**: `polyLog_eq_HankelIntegral_on_unit_circle` in a new file `PF/Analytic/PolyLogHankelBridge.lean`. |
| 48 | + |
| 49 | +--- |
| 50 | + |
| 51 | +### ⬜ Input 3: `h_bracket_lower` — numerical input #1 |
| 52 | + |
| 53 | +**Statement**: `bookEvaluation 0.18 < 0.2221441468`. |
| 54 | + |
| 55 | +**Numerical value** (per `Evidence_and_Data_for_GitHub/fractal_continuation_derivation.py`): |
| 56 | +- `bookEvaluation 0.18 ≈ 0.21331232` |
| 57 | +- Required upper bound: `0.2221441468` |
| 58 | +- **Margin: ≈ 0.0088** (8.8 × 10⁻³) |
| 59 | + |
| 60 | +**What's needed**: Rigorous interval arithmetic on the Jonquières expansion truncated to some order `N`, with explicit truncation error bound. |
| 61 | + |
| 62 | +**Jonquières expansion**: |
| 63 | +``` |
| 64 | +polyLog s z = Γ(1-s)·(-log z)^(s-1) + Σ_{k=0}^∞ ζ(s-k) · (log z)^k / k! |
| 65 | +polyLogSheet (-1) s z = polyLog s z - 2πi · (log z)^(s-1) / Γ(s) |
| 66 | +bookEvaluation s = Re[polyLogSheet (-1) s z_book] |
| 67 | +``` |
| 68 | + |
| 69 | +For `s = 0.18`, `z_book = exp(I·π·√2)`: |
| 70 | +- `log z_book = I·(π√2 - 2π) ≈ -1.840i` (principal branch) |
| 71 | +- `(-log z_book)^(s-1) = ...` (needs branch tracking) |
| 72 | +- `Γ(0.82) ≈ 1.1273`, `Γ(0.18) ≈ 5.299` |
| 73 | +- `ζ(0.18) ≈ -0.7032`, `ζ(-0.82) ≈ -0.0935`, `ζ(-1.82) ≈ 0.0237`, ... |
| 74 | + |
| 75 | +**Open work**: |
| 76 | +1. Lean interval-arithmetic bounds on `Γ(0.82)` and `Γ(0.18)` (mathlib has `Real.Gamma` but no rigorous bracket). |
| 77 | +2. Lean interval-arithmetic bounds on `ζ(0.18 - k)` for `k = 0, 1, ..., N`. |
| 78 | +3. Truncation error bound: `|polyLog s z - (truncation to N terms)|` ≤ explicit `O((log|z|)^(N+1) / (N+1)!)` term. |
| 79 | +4. Combine and show `Re[...]` is bounded above by `0.2221441468 - margin`. |
| 80 | + |
| 81 | +**Difficulty**: Multi-month; requires building substantial new interval-arithmetic infrastructure for Γ, ζ. Margin of ~0.009 means truncation must be tight. |
| 82 | + |
| 83 | +**Companion target**: `bookEvaluation_018_upper_bound` in a new file `PF/Analytic/BookEvalNumericalBounds.lean`. |
| 84 | + |
| 85 | +--- |
| 86 | + |
| 87 | +### ⬜ Input 4: `h_bracket_upper` — numerical input #2 |
| 88 | + |
| 89 | +**Statement**: `0.222144147 < bookEvaluation 0.19`. |
| 90 | + |
| 91 | +**Numerical value**: |
| 92 | +- `bookEvaluation 0.19 ≈ 0.25643314` |
| 93 | +- Required lower bound: `0.222144147` |
| 94 | +- **Margin: ≈ 0.034** (3.4 × 10⁻²) |
| 95 | + |
| 96 | +**What's needed**: Same machinery as Input #3 but for the lower bound at `s = 0.19`. The larger margin (4× wider than Input #3) makes this slightly easier. |
| 97 | + |
| 98 | +**Companion target**: `bookEvaluation_019_lower_bound` in `PF/Analytic/BookEvalNumericalBounds.lean`. |
| 99 | + |
| 100 | +--- |
| 101 | + |
| 102 | +### ⬜ Input 5: `h_P_spec` — spectral bridge |
| 103 | + |
| 104 | +**Statement**: `∃ lambdaHP : ℝ, lambdaHP = π/(10·alpha_of_class ClassP) ∧ lambdaHP = π/(10·√2)`. |
| 105 | + |
| 106 | +**Content**: The ground-state eigenvalue of `H_P` (the actual fractal-convolution operator) equals BOTH `π/(10·α_P)` (manuscript eigenvalue formula) AND `π/(10·√2)` (BookEigenvalueIdentity via polylog). Together they imply `α_P = √2`. |
| 107 | + |
| 108 | +**Existing infrastructure**: Phase A Cantor-substrate framework: |
| 109 | +- `PF/Analytic/CantorIFS.lean`, `CellMidpoint.lean`, `Hutchinson.lean` |
| 110 | +- `PF/Analytic/MatrixSpectrum.lean`, `MatrixSpectrumLevel2.lean`, `MatrixEntry.lean` |
| 111 | +- `PF/Analytic/KernelSelfSimilarity.lean` |
| 112 | +- `PF/Analytic/Lipschitz.lean` (Banach contraction) |
| 113 | +- `PF/Analytic/HPGeneralOperator.lean` |
| 114 | +- `PF/Analytic/CosineModeInnerProducts.lean`, `FourierCosineDecomposition.lean` |
| 115 | +- `PF/Analytic/PolylogSpectrum.lean` (Mercer rank-2-per-scale, trace formula) |
| 116 | + |
| 117 | +**Open work**: |
| 118 | +1. Construct `H_P` as a Mathlib `CompactOperator` on `L²(K, μ)` where `K` is the Cantor substrate. |
| 119 | +2. Prove `H_P` is self-adjoint and trace-class. |
| 120 | +3. Show `Spec(H_P) = {λ_0(H_P)} ∪ {discrete spectrum}` with `λ_0` the ground state. |
| 121 | +4. Identify `λ_0(H_P) = π/(10·α_P)` via the Mercer decomposition + polylog Hankel identity. |
| 122 | +5. Combine with `BookEigenvalueIdentity` to get `λ_0(H_P) = π/(10·√2)`, hence `α_P = √2`. |
| 123 | + |
| 124 | +**Difficulty**: Multi-year for the full chain; the Mercer + HS-compact + finite-rank spectral theorem at level 1 is already proven in Phase A. The remaining gap is the level-1 → all-levels spectral convergence + polylog identification. |
| 125 | + |
| 126 | +**Companion target**: `lambda_0_HP_eq_pi_over_10_alpha_P` in `PF/Analytic/HPGroundState.lean`. |
| 127 | + |
| 128 | +--- |
| 129 | + |
| 130 | +### ⬜ Input 6: `h_NP_value` — manuscript identification |
| 131 | + |
| 132 | +**Statement**: `alpha_of_class ClassNP = phi + 1/4`. |
| 133 | + |
| 134 | +**Content**: The framework's identification of the NP-class resonance parameter. The manuscript Ch 21 derives this from: |
| 135 | +- `phi` from the golden-ratio packing of certificate trees (Conjecture) |
| 136 | +- `1/4` from a Casimir-like correction (Heuristic) |
| 137 | + |
| 138 | +**Open work**: Either |
| 139 | +(a) Derive a polylog identity for the NP-class operator `H_NP` analogous to `BookEigenvalueIdentity` (with `α_NP = φ + 1/4` as the unique solution), OR |
| 140 | +(b) Construct a unitary `U` such that `H_NP = U · H_P · U†` — but this is REFUTED at the operator level (would preserve spectrum, contradicting `spectral_gap_positive`), so this path is closed, OR |
| 141 | +(c) Manuscript identification as a definition (framework axiom at the structural level — meaning the NP-class is DEFINED by `α_NP = φ + 1/4`). |
| 142 | + |
| 143 | +**Companion target**: `alpha_NP_value_from_polylog_NP_route` in `PF/Analytic/HNPGroundState.lean` (if path (a) is taken). |
| 144 | + |
| 145 | +--- |
| 146 | + |
| 147 | +## Auxiliary hypotheses (positivity) |
| 148 | + |
| 149 | +The wrapper `axiom_content_FIVE_INPUTS` takes positivity hypotheses `h_P_pos`, `h_NP_pos` as additional inputs. These are formally separate from the 5 main inputs but trivially derivable from `h_P_spec` and `h_NP_value` if those include positivity of the eigenvalue or α directly. A strengthened wrapper could fold these in. |
| 150 | + |
| 151 | +--- |
| 152 | + |
| 153 | +## Path forward (priority order) |
| 154 | + |
| 155 | +**Lowest-hanging fruit, doable in single sessions:** |
| 156 | +- Strengthen the wrapper to fold positivity hypotheses into the existing inputs. |
| 157 | +- Update audit docs, OPEN_PROBLEMS.md to reflect Input #1 discharge. |
| 158 | +- Identify any other "trivial cleanups" (similar to `log_z_book_ne_zero`). |
| 159 | + |
| 160 | +**Multi-month focused work, single-mathematician:** |
| 161 | +- Input #3, #4 (numerical brackets) — build the interval-arithmetic infrastructure for Γ, ζ, then apply to Jonquières truncation. |
| 162 | + |
| 163 | +**Multi-year, multi-mathematician:** |
| 164 | +- Input #2 (polylog Hankel bridge) — the full Erdélyi-Magnus-Oberhettinger-Tricomi formalization. |
| 165 | +- Input #5 (spectral bridge) — Mercer + HS-compact + spectral theorem for `H_P` + polylog identification. |
| 166 | +- Input #6 (NP-class polylog route) — analog of `BookEigenvalueIdentity` for `H_NP`. |
| 167 | + |
| 168 | +--- |
| 169 | + |
| 170 | +## What this roadmap delivers |
| 171 | + |
| 172 | +A referee or collaborator reading this document can: |
| 173 | +1. See the EXACT state of the axiom retirement (1 of 6 done). |
| 174 | +2. Identify the precise theorem statement that needs to be proven for each remaining input. |
| 175 | +3. See which existing modules attack which input. |
| 176 | +4. Estimate difficulty and scope for each. |
| 177 | + |
| 178 | +The framework is **not** "decades away from solving Millennium problems." The framework is **1 axiom away**, and that 1 axiom is **5 inputs away** (after 2026-05-20). Each input is a bounded mathematical deliverable with existing partial infrastructure. |
| 179 | + |
| 180 | +This is the actual state of the work. It is closer than it looks from outside, and farther than the "1 axiom" headline suggests. The 5 inputs are real, identified, and tractable in principle. |
| 181 | + |
| 182 | +--- |
| 183 | + |
| 184 | +*Generated 2026-05-20. Update on every input discharged.* |
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