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Transaction commits against a base it never validated, so an external writer cannot make a commit conditional #3134

Description

@AndreaBozzo

What happens

A Transaction built from table state X commits successfully after the table
has moved to Y. Transaction::do_commit reloads the table, sees the base is
stale, replaces it, and re-derives the action's TableRequirements from Y. The
state the caller inspected before building the transaction never constrains the
commit.

This is correct for an unconditional append, which commutes. It is not correct
for a commit that carries a precondition, and there is currently no way for an
external crate to express one.

Reproduction

No arrow, no parquet, no data files. Depends only on iceberg, tokio and
tempfile. Two transactions carrying snapshot summary properties are enough,
because the issue is in how Transaction picks its base rather than in what the
action writes.

// Writer A loads the table and correctly observes that epoch 1 is absent.
let a_base = catalog.load_table(&ident).await?;
assert!(epochs(&a_base).is_empty());

// Writer B does the same and commits first.
let b_base = catalog.load_table(&ident).await?;
let tx = Transaction::new(&b_base);
let action = tx.fast_append()
    .set_snapshot_properties(HashMap::from([("example.epoch".to_string(), "1".to_string())]));
action.apply(tx)?.commit(&catalog).await?;

// A commits the transaction it built from `a_base`, which is now stale.
// Expected: an error, so A can re-read and discover it lost.
// Actual:   Ok.
let tx = Transaction::new(&a_base);
let action = tx.fast_append()
    .set_snapshot_properties(HashMap::from([("example.epoch".to_string(), "1".to_string())]));
action.apply(tx)?.commit(&catalog).await?;

assert_eq!(epochs(&catalog.load_table(&ident).await?), vec!["1", "1"]);
B committed epoch 1
A commit result: Ok
epochs recorded in the table: ["1", "1"]

The table is created with commit.retry.num-retries = 0, to show the retry loop
is not the cause. do_commit rebases at the top of every call, including the
first, before any failure has occurred.

Full runnable crate: https://github.com/AndreaBozzo/iceberg-stale-base-repro

Why it matters

The concrete case is idempotent writes from an external engine. A writer that
crashes between committing and observing success must be able to retry without
producing a second copy, which needs a commit conditional on "this identifier
has not already been applied". Delta expresses this with its txn action;
Iceberg's specification supports it through requirements and the atomic
metadata-pointer swap. In iceberg-rust it currently cannot be expressed.

Why there is no workaround

  • TransactionAction is pub(crate) (transaction/action.rs:37), so an
    external crate cannot define an action whose commit(&table) re-validates
    against the refreshed base. That method is called with exactly the right table
    by do_commit; it just is not reachable.
  • TableCommit's builder is pub(crate) too (catalog/mod.rs:375), so a caller
    cannot construct a commit carrying its own
    TableRequirement::RefSnapshotIdMatch, even though
    Catalog::update_table(TableCommit) is public. The doc comment is explicit
    that Transaction is the intended path.
  • Checking before Transaction::commit does not help, because the rebase
    discards the base the check was made against.

The Java library has this hook

SnapshotProducer.validate(TableMetadata currentMetadata, Snapshot snapshot) is
protected (core/src/main/java/org/apache/iceberg/SnapshotProducer.java:281).
apply() calls it (line 372), and the commit loop calls apply() on every retry
attempt (lines 485-497), so an operation re-validates against the refreshed base
each time. BaseRowDelta, BaseRewriteFiles and StreamingDelete all
override it.

iceberg-rust has the structurally identical hook in
TransactionAction::commit(&Table), invoked by do_commit against the refreshed
table. The difference is only that Java's is subclassable and Rust's is
pub(crate).

Possible directions

  1. Make TransactionAction public, so a caller can define an action that
    validates against the refreshed base inside the existing loop. Smallest
    change, and it matches the Java model.
  2. Allow a caller-supplied TableRequirement on a Transaction, so the base a
    caller checked can be pinned across the rebase.
  3. If the rebase is intended to be unconditional, document that a Transaction
    carries no guarantee about the base it was constructed from, so callers do
    not build preconditions on it.

Happy to open a PR for (1) if that is the direction maintainers prefer.

Checked against main

All three code references above are current on main, not only on the 0.10.1
release. I searched the tracker and did not find this covered; the nearest
neighbours looked like #964 (commit retries, closed — its step 2, "store the
update actions and reapply them to the table when the commit fails", is where
the rebase comes from) and #1939 / #3019, which are other requests to attach
semantics to a commit atomically.

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