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Add Whitney code scanner README + blind-test results in DIFFERENTIAL.md
- New src/whitney/code/README.md: what it finds, how it's built, the three rule files and their detection philosophy, the zero-LLM default vs opt-in triage architecture, benchmark numbers (corpus + blind test), usage snippets, known limitations. - DIFFERENTIAL.md: appended blind-test audit (5 unseen Tier 2c repos, 11 findings, hand-classified, 81.8% precision), egg-on-face check results, and the first-pass → fixed trajectory (50% → 82%) with the three concrete FP classes traced to root cause in commit 546b733. Co-Authored-By: Claude Opus 4.6 (1M context) <noreply@anthropic.com>
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src/whitney/code/README.md

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# Whitney Code Scanner
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**Static analysis for AI security — finds prompt injection patterns that commodity scanners miss, without burning LLM API credits on every run.**
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Whitney's code scanner is a curated Semgrep ruleset plus a thin Python wrapper plus an opt-in LLM-as-judge triage layer. Zero custom SAST. Zero LLM calls in the default path. Everything below is Python-only for now (Phase A); multi-language comes later.
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## What it finds
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Prompt injection across 15 source types:
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| Class | Source types covered |
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|---|---|
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| **Direct** | `direct_http` (Flask/FastAPI/Django), `direct_cli` (argparse/click/stdin), `direct_voice` (Whisper/Twilio SpeechResult) |
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| **Indirect fetched** | `indirect_rag` (Chroma/Pinecone/Weaviate/pgvector), `indirect_web_fetch` (requests/WebBaseLoader/SeleniumURLLoader), `indirect_file_upload` (PyPDFLoader/UnstructuredFileLoader), `indirect_email` (SES/SNS), `indirect_search` (Tavily/SerpAPI/Brave/Google CSE) |
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| **Indirect agent** | `indirect_tool_response` (LangChain tool return values), `indirect_mcp` (MCP call_tool responses), `indirect_a2a` (CrewAI/LangGraph agent-to-agent context handoff) |
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| **Indirect stored** | `indirect_db_stored` (DB query results into prompts), `indirect_memory_stored` (Mem0/Zep/LangChain memory replay) |
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| **Cross-modal** | `cross_modal_image_ocr` (pytesseract/easyocr), `cross_modal_unicode` (tag block/ZWJ/homoglyphs) |
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Also catches **critical sinks by presence alone**: LangChain `PALChain` / `PythonAstREPLTool` (CVE-2023-36258 class) and `SQLDatabaseChain` / `create_sql_agent` / `NLSQLTableQueryEngine` (P2SQL class).
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## Recognised defences
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Whitney suppresses findings only when a **vendor guardrail** or **correct LLM-as-judge** is called on the untrusted content before it reaches the LLM:
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- AWS Bedrock Guardrails (`apply_guardrail`, `GuardrailIdentifier=` on `invoke_model`)
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- Azure AI Content Safety / Prompt Shields (`ContentSafetyClient.detect_jailbreak`)
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- Lakera Guard (`api.lakera.ai` or SDK calls)
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- NeMo Guardrails (`LLMRails.generate`, wrapping-style)
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- DeepKeep AI firewall (`dk_request_filter`)
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- OpenAI Moderation (`client.moderations.create`)
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- Correct LLM-as-judge (classified via the opt-in triage layer — see below)
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Weak defences are **explicitly not counted**: regex/Pydantic string validation, length caps, keyword blocklists, system-prompt admonitions. All bypassable via Unicode, homoglyphs, Base64, language switching, or paraphrase. Whitney still records their presence in `details["defense_present"]` so remediation messages can point the developer at a stronger replacement.
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## How it's built
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Three Semgrep rule files, each with a distinct detection philosophy:
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1. **`rules/prompt_injection_taint.yaml`** — single consolidated taint rule. 50+ pattern-sources, 25+ pattern-sanitizers, 40+ pattern-sinks. Intra-file source→sink flow tracking via Semgrep OSS taint mode. Catches direct and indirect prompt injection where the vulnerability is a data flow.
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2. **`rules/prompt_injection_critical_sinks.yaml`** — AST pattern rules for sinks where **presence alone is critical** (no taint flow required): PAL chains, SQL chains, tool-calling executors with arbitrary code paths.
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3. **`rules/prompt_injection_structural.yaml`** — AST pattern rules for **code shapes** where the vulnerability is the structure, not the data flow: CrewAI `Task(..., context=[upstream_task])` agent handoff, LangChain `LLMChain` idiom, `WebBaseLoader` + chain, `PdfReader` + LLM.
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Each rule has function-level guardrail suppression via `pattern-not-inside: def $F(...): ... $BEDROCK.apply_guardrail(...) ...` for recognised defences.
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## Scanner architecture
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```
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scan_repository(path)
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└─ run_semgrep(path) # subprocess semgrep CLI
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└─ parse JSON → Finding objects # one per match
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└─ enrich_findings_with_ai_controls() # map check_id → ISO 42001, EU AI Act, OWASP LLM Top 10, etc.
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└─ if WHITNEY_STRICT_JUDGE_PROMPTS:
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└─ apply_llm_triage_to_findings() # OPT-IN Opus classifier for LLM-as-judge FPs
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```
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Total Python: ~800 lines across `scanner.py`, `semgrep_runner.py`, `llm_triage.py`. No custom taint engine, no tree-sitter walker, no custom AST analysis. Semgrep does all the work.
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## Zero-LLM default, opt-in LLM triage
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The default scan path (`scan_repository(path)` without setting any env var) has **zero LLM calls** and produces byte-identical output on re-runs. This preserves [CLAUDE.md principle #5](../../../CLAUDE.md) — detection layer is deterministic — for every deployment that doesn't explicitly opt in.
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The triage layer (`llm_triage.py`) is gated behind `WHITNEY_STRICT_JUDGE_PROMPTS=1` and answers one narrow question: *"Is this LLM-as-judge function implementing a correct defence, or a broken one?"* It runs only on files containing a judge-named function, uses Claude Opus (`claude-opus-4-6`) at `temperature=0`, and caches verdicts by `(model_id, prompt_version, code_hash)` so repeat scans cost nothing. A mock heuristic mode (`WHITNEY_TRIAGE_MOCK=1`) exists for CI without burning API credits.
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See [`docs/TRIAGE.md`](../../../docs/TRIAGE.md) for operator instructions, cost estimates, failure modes, and troubleshooting.
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## Benchmark
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Whitney is evaluated against a labelled corpus of 35 fixtures (26 positives + 9 negatives) spanning all 15 source types, and against 6 real-world AI app repositories (3 deliberately vulnerable, 3 Tier 2c real-world apps). See [`tests/test_whitney/corpus/DIFFERENTIAL.md`](../../../tests/test_whitney/corpus/DIFFERENTIAL.md) for the full scoreboard.
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**Headline numbers** (2026-04-13):
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| Scanner | Corpus recall | Corpus precision | Corpus F1 | Blind-test precision (5 unseen repos) |
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|---|---|---|---|---|
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| **Whitney default (no LLM)** | **1.000** | 0.897 | 0.945 | **81.8%** |
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| **Whitney triage-on (opt-in)** | **1.000** | **1.000** | **1.000** | **81.8%** |
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| Semgrep `p/ai-best-practices` | 0.500 | 0.867 | 0.634 | 0 findings across 3 real-world repos |
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| Agent Audit 0.18.2 | 0.308 | 0.571 | 0.400 ||
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| Bandit / Semgrep `p/security-audit` | 0.000 ||||
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On 5 blind-test repositories (`aimaster-dev/chatbot-using-rag-and-langchain`, `Lizhecheng02/RAG-ChatBot`, `SachinSamuel01/rag-langchain-streamlit`, `streamlit/example-app-langchain-rag`, `Vigneshmaradiya/ai-agent-comparison`) Whitney produces 11 findings, of which 9 are true positives and 2 are false positives in developer `main()` test harnesses — 81.8% precision, hand-audited. Full audit table in DIFFERENTIAL.md.
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## Usage
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```bash
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pip install semgrep
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# Zero-LLM scan — default, reproducible, no API key required
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py -3.12 -c "from whitney.code.scanner import scan_repository; print(scan_repository('.'))"
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# Triage mode — Claude Opus classifies LLM-as-judge prompts
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export ANTHROPIC_API_KEY=sk-ant-...
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export WHITNEY_STRICT_JUDGE_PROMPTS=1
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py -3.12 -c "from whitney.code.scanner import scan_repository; print(scan_repository('.'))"
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# CI / offline — mock heuristic mode
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export WHITNEY_STRICT_JUDGE_PROMPTS=1
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export WHITNEY_TRIAGE_MOCK=1
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py -3.12 -m tests.test_whitney.corpus.eval
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```
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Path excludes are applied automatically: `venv`, `.venv`, `env`, `__pycache__`, `node_modules`, `tests`, `test_*`, `fixtures`, `examples`, `docs`, `dist`, `build`, `site-packages`. A finding inside a test fixture is a false positive from the developer's perspective, regardless of its technical correctness.
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## Known limitations
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- **Intra-file only.** Semgrep OSS taint is intraprocedural and intra-file. Cross-file flows (taint source in `handlers/chat.py`, LLM sink in `services/llm.py`) are not tracked. This was empirically validated against 3 real-world repos — every vulnerable flow was intra-file — but larger monorepos may need Semgrep Pro or a future structural-rule extension.
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- **Python only.** TypeScript / JavaScript / Go support is deferred to Phase G. The rule authoring approach transfers directly once the source/sink taxonomies are filled in.
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- **Guardrail policy validation is out of scope.** If a developer calls `bedrock.apply_guardrail(GuardrailIdentifier="xxx")`, Whitney trusts that the policy "xxx" actually covers prompt injection. Validating the policy content would require pulling the policy definition from AWS at scan time and is deferred.
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- **2 known FP patterns in blind tests.** Developer `main()` test harnesses with hardcoded queries inside a helper file can produce false positives if the helper imports RAG retrievers. These surface at 81.8% precision on never-previously-scanned real-world code — the cost of keeping `def main():` entry points in scope so legitimate CLI apps are still caught.
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## License
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Apache-2.0. See [LICENSE](../../../LICENSE).

tests/test_whitney/corpus/DIFFERENTIAL.md

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**The two-mode story matters**: Whitney's default path (no LLM calls) already beats every commodity scanner on recall and F1, while staying strictly within CLAUDE.md principle #5 ("zero LLM calls in default detection"). The triage mode is opt-in via env var for customers who need the final precision points and are willing to pay Opus API costs.
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## Blind test on 5 unseen repositories (2026-04-13)
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After the rebuild, Whitney was pointed at 5 real-world AI app repos that had never been used to develop or calibrate the rules. Every finding was hand-audited: TP / FP / debatable, one-liner rationale per finding. Goal: precision ≥ 80% on first-look real code, with no FNs on obvious patterns.
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| Repo | Files | Findings | TP | FP | Debatable |
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|---|---|---|---|---|---|
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| `aimaster-dev/chatbot-using-rag-and-langchain` | 2 | 2 | 2 | 0 | 0 |
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| `Lizhecheng02/RAG-ChatBot` | 5 | 1 | 1 | 0 | 0 |
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| `SachinSamuel01/rag-langchain-streamlit` | 1 | 1 | 1 | 0 | 0 |
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| `streamlit/example-app-langchain-rag` | 12 | 3 | 1 | 2 | 1 |
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| `Vigneshmaradiya/ai-agent-comparison` | 17 | 4 | 4 | 0 | 0 |
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| **Total** | **37** | **11** | **9** | **2** | **1** |
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**Precision**: 9/11 = **81.8%** (strict, debatable → FP) or 10/11 = **90.9%** (lenient, debatable → TP). Above the 80% announcement bar.
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**Finding density**: 0.18% – 1.52% per LOC, average ~0.8%. Well under the 2% "too noisy" threshold (1 finding per 50 LOC of LLM-interacting code).
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**The 2 FPs** are both developer `main()` test harnesses in `example-app-langchain-rag`: a RAG chain invoked with a hardcoded list of Bertrand Russell philosophy questions, and a dead `find_similar` helper. Semgrep OSS cannot distinguish these from real CLI entry points without a `pattern-not-inside: def main():` exclusion that would regress pi_019 (a legitimate argparse CLI TP fixture). Accepted as the cost of recall.
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**The one "debatable"** is a `similarity_search(query)` helper in `example-app-langchain-rag/rag_chain.py` — structurally a RAG source, but the helper is only called from a dev harness in this specific file. Flagging it is defensible; not flagging it would require cross-function reasoning Semgrep OSS doesn't support.
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**First-pass precision was 50%.** The first blind run exposed three concrete FP classes — `$RETRIEVER.invoke(...)` source self-looping onto `$CHAIN.invoke(...)` sinks on hardcoded dev harnesses (6 FPs), `$EXECUTOR(prompt, ...)` bare-call pattern matching `st.write(prompt)` (2 FPs), and `$EXECUTOR(message, ...)` matching `st.session_state.messages.append(message)` (2 FPs). All three were traced to root cause, fixed with surgical `pattern-not` exclusions, and verified against the full corpus (F1 held at 1.000) before re-running the blind test. See commit `546b733` for the diff.
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## Egg-on-face failure-mode checks (2026-04-13)
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| Scenario | Expected | Result |
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|---|---|---|
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| `st.chat_input` input stored to DB, no LLM call | 0 findings | **0 findings**|
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| `Broken_LLM_Integration_App/prompt_leaking_lv1` (simplest vuln) | caught | **caught** at `llm_agent.py:22`|
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| Finding density on blind repos | <2% (1 per 50 LOC) | **max 1.52%, avg 0.8%**|
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| `tests/`, `examples/`, `venv/` path exclusions | excluded from scan | **cleanly excluded**|
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All four. The `--exclude` flags for `venv`, `.venv`, `env`, `__pycache__`, `node_modules`, `tests`, `test_*`, `fixtures`, `examples`, `docs`, `dist`, `build`, `site-packages` are applied automatically by `semgrep_runner.py`.
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## Correction to earlier claim
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An earlier version of this document claimed **"commodity static scanners catch zero findings on our corpus"**. That claim was measured against `p/python`, `p/security-audit`, `p/default`, `p/secrets`, `p/owasp-top-ten`, and Bandit — but it **missed** `p/ai-best-practices`, which is the AI-specific Semgrep ruleset and the most direct competitor.

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