EmergencyReparentShard: skip zero-position candidates in errant GTID detection

doc/design-docs/EmergencyReparentShard.md

@@ -22,5 +22,6 @@ The goals, rules and limitations of ERS. Changes to `go/vt/vtctl/reparentutil` m
 - Automated ERS callers such as VTOrc must never allow a split-brain promotion; resolving a split brain requires an operator to choose the history to preserve
 - The most-advanced tablet becomes the intermediate source, which is a replication source and not an automatic winner: the final primary must come from the filtered valid candidates, and catch up to the intermediate source before the switch
 - `PopulateReparentJournal` on the promoted primary is the system of record for promotions: errant GTID detection counts journal rows to decide which tablets can serve as evidence, so every promotion must write it
+- A tablet with an empty GTID position cannot corroborate evidence or be promoted over tablets with real history; its surviving reparent journal rows still count as proof of promotion history. When every tablet holding the deepest journal history has an empty position, including when all positions are empty on a shard whose journal shows history, ERS must fail closed, because the remaining candidates provably missed a promotion whose content can no longer be proven. Only a shard with empty positions and empty journals everywhere, and whose topology has never recorded a primary, is treated as uninitialized, where every candidate is an equally valid first primary
 - The reparent sorter (via `ElectNewPrimary`) and durability helpers like `canEstablishForTablet` are shared with `PlannedReparentShard`: changes to candidate ordering or semi-sync accounting affect PRS too
 - Any new pipeline step that stops replication on a tablet must add that tablet to `replicasToRestart`, so the deferred cleanup can recover it if ERS aborts. The code can't enforce this — review carefully

go/vt/vtctl/grpcvtctldserver/testutil/test_tmclient.go

@@ -301,6 +301,8 @@ type TabletManagerClient struct {
 	PopulateReparentJournalResults map[string]error
 	// keyed by tablet alias
 	ReadReparentJournalInfoResults map[string]int32
+	// keyed by tablet alias; takes precedence over ReadReparentJournalInfoResults
+	ReadReparentJournalInfoErrors map[string]error
 	// keyed by tablet alias. once a WaitForPosition call for the tablet has
 	// succeeded, this value is returned instead of ReadReparentJournalInfoResults,
 	// mirroring how the reparent journal count only advances once relay logs are
@@ -1004,6 +1006,9 @@ func (fake *TabletManagerClient) ReadReparentJournalInfo(ctx context.Context, ta
 		}
 	}
 
+	if err, ok := fake.ReadReparentJournalInfoErrors[key]; ok {
+		return 0, err
+	}
 	if fake.ReadReparentJournalInfoResults == nil {
 		return 1, nil
 	}

go/vt/vtctl/reparentutil/emergency_reparenter.go

@@ -22,11 +22,13 @@ import (
 	"fmt"
 	"maps"
 	"slices"
+	"strings"
 	"sync"
 	"time"
 
 	"vitess.io/vitess/go/event"
 	"vitess.io/vitess/go/mysql/replication"
+	"vitess.io/vitess/go/mysql/sqlerror"
 	"vitess.io/vitess/go/sets"
 	"vitess.io/vitess/go/stats"
 	"vitess.io/vitess/go/vt/concurrency"
@@ -384,6 +386,11 @@ func (erp *EmergencyReparenter) reparentShardLocked(ctx context.Context, ev *eve
 
 	// For GTID based replication, we will run errant GTID detection.
 	if isGTIDBased && !splitBrainOverrideActive {
+		// Errant GTID detection may only treat all-empty candidates as a brand-new
+		// shard when the topology agrees it was never initialized: a shard that has
+		// recorded a primary has history to protect, even if every reachable tablet
+		// lost it
+		shardNeverInitialized := !ev.ShardInfo.HasPrimary() && ev.ShardInfo.PrimaryTermStartTime == nil
 		// Failed waiters are only ever removed from a uniform leading group (a
 		// requireAll wait aborts on failure instead of removing anyone), so a failed
 		// tablet received exactly what the surviving leaders received, including every
@@ -395,7 +402,7 @@ func (erp *EmergencyReparenter) reparentShardLocked(ctx context.Context, ev *eve
 			}
 		}
 		var starved []string
-		validCandidates, starved, err = erp.findErrantGTIDs(ctx, validCandidates, stoppedReplicationSnapshot.statusMap, tabletMap, opts.WaitReplicasTimeout, failedEvidence)
+		validCandidates, starved, err = erp.findErrantGTIDs(ctx, validCandidates, stoppedReplicationSnapshot.statusMap, tabletMap, opts.WaitReplicasTimeout, failedEvidence, shardNeverInitialized)
 		if err != nil {
 			return err
 		}
@@ -451,7 +458,7 @@ func (erp *EmergencyReparenter) reparentShardLocked(ctx context.Context, ev *eve
 				// truthful, the other candidates genuinely lack journal entries and
 				// there is nothing more to compare against, same as before this
 				// optimization: accept it
-				validCandidates, _, err = erp.findErrantGTIDs(ctx, validCandidates, stoppedReplicationSnapshot.statusMap, tabletMap, opts.WaitReplicasTimeout, failedEvidence)
+				validCandidates, _, err = erp.findErrantGTIDs(ctx, validCandidates, stoppedReplicationSnapshot.statusMap, tabletMap, opts.WaitReplicasTimeout, failedEvidence, shardNeverInitialized)
 				if err != nil {
 					return err
 				}
@@ -1335,6 +1342,7 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 	tabletMap map[string]*topo.TabletInfo,
 	waitReplicasTimeout time.Duration,
 	extraEvidence []replication.Position,
+	shardNeverInitialized bool,
 ) (map[string]*RelayLogPositions, []string, error) {
 	allPositionsZero := len(validCandidates) > 0
 	for _, positions := range validCandidates {
@@ -1343,14 +1351,16 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 			break
 		}
 	}
-	if allPositionsZero {
-		return maps.Clone(validCandidates), nil, nil
-	}
 
 	// First we need to collect the reparent journal length for all the candidates.
 	// This will tell us, which of the tablets are severly lagged, and haven't even seen all the primary promotions.
 	// Such severely lagging tablets cannot be used to find errant GTIDs in other tablets, seeing that they themselves don't have enough information.
-	reparentJournalLen, err := erp.gatherReparenJournalInfo(ctx, validCandidates, tabletMap, waitReplicasTimeout)
+	// Zero-position candidates are included: their journal rows survive a GTID wipe and
+	// prove the shard has promotion history even when no GTID state is left to compare.
+	// A missing journal table is only tolerated when the topology says never initialized
+	// and no candidate has any GTIDs; a nonzero position anywhere proves history, so an
+	// unreadable journal depth must fail the gather
+	reparentJournalLen, err := erp.gatherReparentJournalInfo(ctx, validCandidates, tabletMap, waitReplicasTimeout, shardNeverInitialized && allPositionsZero)
 	if err != nil {
 		return nil, nil, err
 	}
@@ -1361,25 +1371,66 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 		maxLen = max(maxLen, length)
 	}
 
-	// Find the candidates with the maximum length of the reparent journal.
+	// A shard where every candidate has an empty GTID position and an empty reparent
+	// journal has never seen a promotion: it is being initialized, and every candidate
+	// is an equally valid first primary. The topology must agree the shard was never
+	// initialized, though: a shard that has recorded a primary has history to protect
+	// even when every reachable tablet lost both its GTIDs and its sidecar tables.
+	// Empty positions alongside journal history mean the GTID state was wiped instead,
+	// which fails closed below.
+	if allPositionsZero && maxLen == 0 {
+		if !shardNeverInitialized {
+			return nil, nil, vterrors.Errorf(vtrpc.Code_FAILED_PRECONDITION, "every candidate reports an empty GTID position and an empty reparent journal, but the shard topology records a previous primary: refusing to re-initialize a shard that has history to protect; restore a tablet with the shard's data before retrying")
+		}
+		return maps.Clone(validCandidates), nil, nil
+	}
+
+	// A tablet with nil or zero positions has no GTIDs to corroborate anyone and can't be
+	// promoted over tablets with real history, so it is dropped from candidacy up front.
+	nonZeroCandidates := make(map[string]*RelayLogPositions, len(validCandidates))
+	for alias, positions := range validCandidates {
+		if positions == nil || positions.IsZero() {
+			erp.logger.Warningf("skipping candidate %s during errant GTID detection: nil or zero positions", alias)
+			continue
+		}
+		nonZeroCandidates[alias] = positions
+	}
+
+	// Find the candidates with the maximum length of the reparent journal. A dropped
+	// zero-position tablet can't be part of the evidence tier: it has no GTIDs to
+	// compare anyone against.
 	var maxLenCandidates []string
 	for alias, length := range reparentJournalLen {
-		if length == maxLen {
-			maxLenCandidates = append(maxLenCandidates, alias)
+		if length != maxLen {
+			continue
 		}
+		if _, ok := nonZeroCandidates[alias]; !ok {
+			continue
+		}
+		maxLenCandidates = append(maxLenCandidates, alias)
+	}
+
+	// If every tablet holding the latest reparent journal history had its GTID state
+	// wiped, the surviving candidates provably missed a promotion and no evidence is
+	// left to prove what it contained. Promoting one of them could silently discard
+	// the missed history, so fail closed and leave the decision to an operator.
+	if len(maxLenCandidates) == 0 && len(reparentJournalLen) > 0 {
+		var wipedLeaders []string
+		for alias, length := range reparentJournalLen {
+			if length == maxLen {
+				wipedLeaders = append(wipedLeaders, alias)
+			}
+		}
+		slices.Sort(wipedLeaders)
+		return nil, nil, vterrors.Errorf(vtrpc.Code_FAILED_PRECONDITION, "errant GTID detection has no usable evidence: the candidates with the latest reparent journal history (%s, %d entries) have empty GTID positions, so the remaining candidates cannot be proven to have seen the latest promotion; restore the GTID state or data of a wiped tablet before retrying; removing the wiped tablets from the shard instead would discard the missed promotion's transactions", strings.Join(wipedLeaders, ", "), maxLen)
 	}
 
 	// We use all the candidates with the maximum length of the reparent journal to find the errant GTIDs amongst them.
 	var maxLenPositions []replication.Position
 	var starvedCandidates []string
 	updatedValidCandidates := make(map[string]*RelayLogPositions)
 	for _, candidate := range maxLenCandidates {
-		candidatePositions := validCandidates[candidate]
-		if candidatePositions == nil {
-			erp.logger.Warningf("skipping candidate %s during errant GTID detection: nil or zero positions", candidate)
-			continue
-		}
-
+		candidatePositions := nonZeroCandidates[candidate]
 		status, ok := statusMap[candidate]
 		if !ok {
 			// If the tablet is not in the status map, and has the maximum length of the reparent journal,
@@ -1393,11 +1444,7 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 			// Even in this case, the best we can do is not run errant GTID detection on either, and let the split brain detection code
 			// deal with it, if A in fact has errant GTIDs.
 			maxLenPositions = append(maxLenPositions, candidatePositions.Combined)
-			updatedValidCandidates[candidate] = validCandidates[candidate]
-			continue
-		}
-		if candidatePositions.IsZero() {
-			erp.logger.Warningf("skipping candidate %s during errant GTID detection: nil or zero positions", candidate)
+			updatedValidCandidates[candidate] = candidatePositions
 			continue
 		}
 		// Store all the other candidate's positions so that we can run errant GTID detection using them.
@@ -1406,10 +1453,7 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 			if otherCandidate == candidate {
 				continue
 			}
-			otherPosition := validCandidates[otherCandidate]
-			if otherPosition != nil && !otherPosition.IsZero() {
-				otherPositions = append(otherPositions, otherPosition.Combined)
-			}
+			otherPositions = append(otherPositions, nonZeroCandidates[otherCandidate].Combined)
 		}
 		otherPositions = append(otherPositions, extraEvidence...)
 		// FindErrantGTIDs accepts a candidate's GTID set as-is when there is nothing to
@@ -1429,7 +1473,7 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 			continue
 		}
 		maxLenPositions = append(maxLenPositions, candidatePositions.Combined)
-		updatedValidCandidates[candidate] = validCandidates[candidate]
+		updatedValidCandidates[candidate] = candidatePositions
 	}
 
 	// The extra evidence positions also corroborate the lagged tablets below.
@@ -1457,8 +1501,8 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 		// This exact scenario outlined above, can be found in the test for this function, subtest `Case 5a`.
 		// The idea is that if the tablet is lagged, then even the server UUID that it is replicating from
 		// should not be considered a valid source of writes that no other tablet has.
-		candidatePositions := validCandidates[alias]
-		if candidatePositions == nil || candidatePositions.IsZero() {
+		candidatePositions, ok := nonZeroCandidates[alias]
+		if !ok {
 			continue
 		}
 		errantGTIDs, err := replication.FindErrantGTIDs(candidatePositions.Combined, replication.SID{}, maxLenPositions)
@@ -1475,12 +1519,13 @@ func (erp *EmergencyReparenter) findErrantGTIDs(
 	return updatedValidCandidates, starvedCandidates, nil
 }
 
-// gatherReparenJournalInfo reads the reparent journal information from all the tablets in the valid candidates list.
-func (erp *EmergencyReparenter) gatherReparenJournalInfo(
+// gatherReparentJournalInfo reads the reparent journal information from all the tablets in the valid candidates list.
+func (erp *EmergencyReparenter) gatherReparentJournalInfo(
 	ctx context.Context,
 	validCandidates map[string]*RelayLogPositions,
 	tabletMap map[string]*topo.TabletInfo,
 	waitReplicasTimeout time.Duration,
+	tolerateMissingJournal bool,
 ) (map[string]int32, error) {
 	reparentJournalLen := make(map[string]int32)
 	var mu sync.Mutex
@@ -1502,6 +1547,15 @@ func (erp *EmergencyReparenter) gatherReparenJournalInfo(
 				}
 			}()
 			length, err = erp.tmc.ReadReparentJournalInfo(groupCtx, tabletMap[alias].Tablet)
+			if err != nil && tolerateMissingJournal {
+				// A brand-new shard has no sidecar tables yet: treat a missing journal
+				// table as zero entries so ERS can still initialize it
+				if sqlErr, ok := sqlerror.NewSQLErrorFromError(err).(*sqlerror.SQLError); ok &&
+					(sqlErr.Number() == sqlerror.ERNoSuchTable || sqlErr.Number() == sqlerror.ERBadDb) {
+					erp.logger.Warningf("treating missing reparent journal table on %s as zero entries during errant GTID detection: %v", alias, err)
+					length, err = 0, nil
+				}
+			}
 			mu.Lock()
 			defer mu.Unlock()
 			reparentJournalLen[alias] = length